THOMAS R. DONAHUE - 18 Nov 2021 Form 4 Insider Report for FEDERATED HERMES, INC. (FHI)

Role
VP, CFO & Treasurer, Director
Signature
/s/ John D. Martini (Attorney-in-Fact)
Issuer symbol
FHI
Transactions as of
18 Nov 2021
Net transactions value
+$55,500
Form type
4
Filing time
18 Nov 2021, 15:20:50 UTC
Previous filing
11 May 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FHI Class B Common Stock Award $55,500 +18,500 +3.1% $3.00* 616,417 18 Nov 2021 Direct F1, F2
holding FHI Class B Common Stock 19,199 18 Nov 2021 Held indirectly by The Thomas R. and Frances L. Donahue Grantor Dynasty Trust F3
holding FHI Class B Common Stock 421,690 18 Nov 2021 Held indirectly by MaxFund Partners, L.P.
holding FHI Class B Common Stock 72 18 Nov 2021 Held indirectly by 401(k) Plan
holding FHI Class B Common Stock 7,795 18 Nov 2021 Held indirectly by spouse
holding FHI Class B Common Stock 27,544 18 Nov 2021 The Fran L. Donahue Grantor Trust
holding FHI Class B Common Stock 37,544 18 Nov 2021 The Thomas R. Donahue Grantor Trust
holding FHI Class B Common Stock 2,000 18 Nov 2021 Maxfund, Inc.
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On or around May 27, 2021, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") made a distribution of shares of Federated Hermes, Inc. Class B Common Stock ("FHI") to all of its limited partners on a pro-rata basis (the "May Distribution"). The May Distribution did not involve any public sale of shares. As a result of the May Distribution, the number of shares of FHI directly owned by the reporting person increased by 6,401 shares.
F2 On or around June 17, 2021, Comax made a distribution of shares of FHI to all of its limited partners on a pro-rata basis (the "June Distribution"). The June Distribution did not involve any public sale of shares. As a result of the June Distribution, the number of shares of FHI directly owned by the reporting person increased by 59 shares.
F3 As a result of the May Distribution, the number of shares of FHI owned by The Thomas R. and Frances L. Donahue Grantor Dynasty Trust (the "TR/FLD GD Trust"), in which the reporting person has an indirect interest, increased by 19,020 shares. As a result of the June Distribution, the number of shares of FHI owned by the TR/FLD GD Trust, in which the reporting person has an indirect interest, increased by a total of 176 shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the TR/FLD GD Trust except to the extent of his pecuniary interest therein.

Remarks:

The Power of Attorney dated April 24, 2014 is incorporated herein by reference.