Lindon Robertson - Nov 15, 2021 Form 4 Insider Report for Brooks Automation, Inc. (AZTA)

Role
EVP & Chief Financial Officer
Signature
/s/ Jason W. Joseph, Attorney-in-fact for Lindon G. Robertson
Stock symbol
AZTA
Transactions as of
Nov 15, 2021
Transactions value $
$0
Form type
4
Date filed
11/17/2021, 03:23 PM
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AZTA Common Stock Award $0 +33.7K +43.67% $0.00 111K Nov 15, 2021 Direct F1
transaction AZTA Common Stock Award $0 +2.84K +2.56% $0.00 114K Nov 15, 2021 Direct F2
transaction AZTA Common Stock Award $0 +285 +0.25% $0.00 114K Jan 31, 2021 Direct F3
transaction AZTA Common Stock Award $0 +129 +0.11% $0.00 114K Jul 31, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
F2 Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022.
F3 Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act