Linda de Jesus - 15 Nov 2021 Form 4 Insider Report for Brooks Automation, Inc. (AZTA)

Role
Chief Commercial Officer, LS
Signature
s/ Jason W. Joseph, as attorney-in-fact for Linda De Jesus
Issuer symbol
AZTA
Transactions as of
15 Nov 2021
Net transactions value
$0
Form type
4
Filing time
17 Nov 2021, 15:17:53 UTC
Previous filing
17 Aug 2021
Next filing
03 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AZTA Common Award $0 +1,311 +99% $0.000000 2,631 15 Jan 2021 Direct F1
transaction AZTA Common Award $0 +281 +11% $0.000000 2,912 31 Jul 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022.
F2 Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act