James K. Sims - 12 Nov 2021 Form 4 Insider Report for AIRGAIN INC (AIRG)

Role
Director
Signature
/s/ James K. Sims
Issuer symbol
AIRG
Transactions as of
12 Nov 2021
Net transactions value
+$104,971
Form type
4
Filing time
16 Nov 2021, 20:19:25 UTC
Next filing
29 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIRG Common Stock Purchase $101,839 +9,701 +3.4% $10.50 291,100 12 Nov 2021 Direct F1
transaction AIRG Common Stock Purchase $3,132 +299 +0.1% $10.48 291,399 15 Nov 2021 Direct F1
holding AIRG Common Stock 7,534 12 Nov 2021 See footnotes F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 12,334 restricted stock units.
F2 Represents 7,529 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 5 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").
F3 The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC") and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares of common stock held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Sims disclaims such beneficial ownership to the extent of his pecuniary interest therein.