Eric J. Johnson - 11 Nov 2021 Form 4 Insider Report for Donnelley Financial Solutions, Inc. (DFIN)

Signature
Jennifer Reiners, pursuant to power of attorney
Issuer symbol
DFIN
Transactions as of
11 Nov 2021
Net transactions value
-$717,374
Form type
4
Filing time
15 Nov 2021, 15:48:39 UTC
Previous filing
07 Jun 2021
Next filing
04 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFIN Common Stock Options Exercise $91,268 +6,450 +7.9% $14.15 88,293 11 Nov 2021 Direct
transaction DFIN Common Stock Sale $488,015 -9,876 -11% $49.41 78,417 11 Nov 2021 Direct F1
transaction DFIN Common Stock Sale $320,626 -6,344 -8.1% $50.54 72,073 11 Nov 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -6,450 -50% $0.000000 6,450 11 Nov 2021 Common Stock 6,450 $14.15 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.01 to $50.01 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F2 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $50.02 to $51.00 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3 Includes 35,772 shares held directly and 36,301 restricted stock units.
F4 The option vests/ vested in four equal equal annual installments beginning on March 5, 2020.