Stephen Trundle - Nov 9, 2021 Form 4 Insider Report for Alarm.com Holdings, Inc. (ALRM)

Signature
/s/ Daniel Ramos, Attorney-in-Fact
Stock symbol
ALRM
Transactions as of
Nov 9, 2021
Transactions value $
-$1,900,666
Form type
4
Date filed
11/12/2021, 05:48 PM
Previous filing
Oct 13, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALRM Common Stock Options Exercise $4K +1K +0.38% $4.00* 267K Nov 9, 2021 Direct F1
transaction ALRM Common Stock Sale -$90.2K -1K -0.38% $90.19 266K Nov 9, 2021 Direct F1, F2
transaction ALRM Common Stock Options Exercise $28.9K +7.22K +2.72% $4.00* 273K Nov 11, 2021 Direct F1
transaction ALRM Common Stock Sale -$616K -7.22K -2.65% $85.34 266K Nov 11, 2021 Direct F1, F3
transaction ALRM Common Stock Options Exercise $27.1K +6.78K +2.55% $4.00* 272K Nov 12, 2021 Direct F1
transaction ALRM Common Stock Sale -$1.25M -14.7K -5.38% $85.59 258K Nov 12, 2021 Direct F1, F4
holding ALRM Common Stock 260K Nov 9, 2021 By Gift Trust F5
holding ALRM Common Stock 1.64M Nov 9, 2021 By LLC F6
holding ALRM Common Stock 9.86K Nov 9, 2021 By Footings Advancement Trust F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALRM Stock Option (Right to Buy) Options Exercise $0 -1K -2.5% $0.00 39K Nov 9, 2021 Common Stock 1K $4.00 Direct F1, F8
transaction ALRM Stock Option (Right to Buy) Options Exercise $0 -7.22K -18.52% $0.00 31.8K Nov 11, 2021 Common Stock 7.22K $4.00 Direct F1, F8
transaction ALRM Stock Option (Right to Buy) Options Exercise $0 -6.78K -21.33% $0.00 25K Nov 12, 2021 Common Stock 6.78K $4.00 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2019.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.645 to $90.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.16 to $85.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.16 to $85.845, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein.
F6 These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.
F7 These shares are owned by the Footings Advancement Trust (the "Advancement Trust"). The Reporting Person has the sole power to vote and dispose of the shares held by the Advancement Trust and certain members of the Reporting Person's immediate family are beneficiaries. The Reporting Person disclaims beneficial ownership of the shares owned by the Advancement Trust except to the extent, if any, of his pecuniary interest therein.
F8 This option is fully vested and immediately exercisable.