Mukesh Mehta - Nov 10, 2021 Form 4 Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Signature
/s/ Ted F. Angus, as Attorney-in-Fact, for Mukesh Mehta
Stock symbol
AMK
Transactions as of
Nov 10, 2021
Transactions value $
-$841,138
Form type
4
Date filed
11/12/2021, 05:24 PM
Previous filing
Sep 3, 2021
Next filing
Jul 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Sale -$783K -27.9K -9.53% $28.04 265K Nov 10, 2021 Direct F1
transaction AMK Common Stock Sale -$40.8K -1.46K -0.55% $28.01 264K Nov 11, 2021 Direct F2
transaction AMK Common Stock Sale -$17K -607 -0.23% $28.01 263K Nov 12, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $28.00 to $28.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 These transactions were executed in multiple trades at prices ranging from $28.00 to $28.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 These transactions were executed in multiple trades at prices ranging from $28.00 to $28.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.