Mukesh Mehta - 10 Nov 2021 Form 4 Insider Report for AssetMark Financial Holdings, Inc.

Signature
/s/ Ted F. Angus, as Attorney-in-Fact, for Mukesh Mehta
Issuer symbol
N/A
Transactions as of
10 Nov 2021
Net transactions value
-$841,138
Form type
4
Filing time
12 Nov 2021, 17:24:12 UTC
Previous filing
03 Sep 2021
Next filing
07 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Sale $783,353 -27,937 -9.5% $28.04 265,179 10 Nov 2021 Direct F1
transaction AMK Common Stock Sale $40,783 -1,456 -0.55% $28.01 263,723 11 Nov 2021 Direct F2
transaction AMK Common Stock Sale $17,002 -607 -0.23% $28.01 263,116 12 Nov 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $28.00 to $28.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 These transactions were executed in multiple trades at prices ranging from $28.00 to $28.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 These transactions were executed in multiple trades at prices ranging from $28.00 to $28.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.