Richard D. Matricaria - Nov 10, 2021 Form 4 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
EVP & COO - Western Division
Signature
/s/ Richard D. Matricaria
Stock symbol
MMI
Transactions as of
Nov 10, 2021
Transactions value $
-$2,899
Form type
4
Date filed
11/12/2021, 04:38 PM
Previous filing
Aug 17, 2021
Next filing
Jan 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMI Common Stock Options Exercise +174 174 Nov 10, 2021 Direct F1
transaction MMI Common Stock Tax liability -$2.9K -61 -35.06% $47.52 113 Nov 10, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMI Restricted Stock Units Options Exercise $0 -174 -49.86% $0.00 175 Nov 10, 2021 Common Stock 174 Direct F1, F3
holding MMI Restricted Stock Units 997 Nov 10, 2021 Common Stock 997 Direct F1, F4
holding MMI Restricted Stock Units 2.59K Nov 10, 2021 Common Stock 2.59K Direct F1, F5
holding MMI Restricted Stock Units 4.12K Nov 10, 2021 Common Stock 4.12K Direct F1, F6
holding MMI Restricted Stock Units 9K Nov 10, 2021 Common Stock 9K Direct F1, F7
holding MMI Restricted Stock Units 7.5K Nov 10, 2021 Common Stock 7.5K Direct F1, F8
holding MMI Restricted Stock Units 11.8K Nov 10, 2021 Common Stock 11.8K Direct F1, F9
holding MMI Restricted Stock Units 10K Nov 10, 2021 Common Stock 10K Direct F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on November 10, 2021.
F3 The restricted stock units vest in five equal annual installments beginning November 10, 2018.
F4 The restricted stock units vest in five equal annual installments beginning February 16, 2018.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F6 The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F7 The restricted stock units vest in five equal annual installments beginning May 10, 2020.
F8 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F9 The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F10 The restricted stock units vest in five equal annual installments beginning May 10, 2022.