Richard D. Matricaria - 10 Nov 2021 Form 4 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
EVP & COO - Western Division
Signature
/s/ Richard D. Matricaria
Issuer symbol
MMI
Transactions as of
10 Nov 2021
Net transactions value
-$2,899
Form type
4
Filing time
12 Nov 2021, 16:38:48 UTC
Previous filing
17 Aug 2021
Next filing
23 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMI Common Stock Options Exercise +174 174 10 Nov 2021 Direct F1
transaction MMI Common Stock Tax liability $2,899 -61 -35% $47.52 113 10 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMI Restricted Stock Units Options Exercise $0 -174 -50% $0.000000 175 10 Nov 2021 Common Stock 174 Direct F1, F3
holding MMI Restricted Stock Units 997 10 Nov 2021 Common Stock 997 Direct F1, F4
holding MMI Restricted Stock Units 2,588 10 Nov 2021 Common Stock 2,588 Direct F1, F5
holding MMI Restricted Stock Units 4,120 10 Nov 2021 Common Stock 4,120 Direct F1, F6
holding MMI Restricted Stock Units 9,000 10 Nov 2021 Common Stock 9,000 Direct F1, F7
holding MMI Restricted Stock Units 7,500 10 Nov 2021 Common Stock 7,500 Direct F1, F8
holding MMI Restricted Stock Units 11,822 10 Nov 2021 Common Stock 11,822 Direct F1, F9
holding MMI Restricted Stock Units 10,000 10 Nov 2021 Common Stock 10,000 Direct F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on November 10, 2021.
F3 The restricted stock units vest in five equal annual installments beginning November 10, 2018.
F4 The restricted stock units vest in five equal annual installments beginning February 16, 2018.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F6 The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F7 The restricted stock units vest in five equal annual installments beginning May 10, 2020.
F8 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F9 The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F10 The restricted stock units vest in five equal annual installments beginning May 10, 2022.