Altos Ventures Management, Inc. - Nov 11, 2021 Form 4 Insider Report for Roblox Corp (RBLX)

Role
10%+ Owner
Signature
Anthony P. Lee, Vice President of Altos Ventures Management, Inc.
Stock symbol
RBLX
Transactions as of
Nov 11, 2021
Transactions value $
$0
Form type
4
Date filed
11/12/2021, 04:03 PM
Previous filing
Sep 3, 2021
Next filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBLX Class A Common Stock Other $0 -20K -33.15% $0.00 40.3K Nov 11, 2021 See Footnotes F1, F2
transaction RBLX Class A Common Stock Other $0 -17.8K -4.92% $0.00 344K Nov 11, 2021 See Footnotes F3, F4, F5, F6
transaction RBLX Class A Common Stock Other $0 -928K -4.5% $0.00 19.7M Nov 11, 2021 See Footnotes F5, F6, F7, F8
transaction RBLX Class A Common Stock Other $0 -61.1K -2.12% $0.00 2.82M Nov 11, 2021 See Footnotes F5, F6, F9, F10
transaction RBLX Class A Common Stock Other $0 -606K -4.22% $0.00 13.7M Nov 11, 2021 See Footnotes F5, F6, F11, F12
transaction RBLX Class A Common Stock Other $0 -695K -2.25% $0.00 30.1M Nov 11, 2021 See Footnotes F5, F6, F13, F14
transaction RBLX Class A Common Stock Other $0 -33K -4.95% $0.00 633K Nov 11, 2021 See Footnotes F5, F6, F15, F16
transaction RBLX Class A Common Stock Other $0 -486K -2.83% $0.00 16.7M Nov 11, 2021 See Footnotes F5, F6, F17, F18
holding RBLX Class A Common Stock 111K Nov 11, 2021 See Footnotes F5, F6, F19
holding RBLX Class A Common Stock 36 Nov 11, 2021 See Footnotes F20
holding RBLX Class A Common Stock 36 Nov 11, 2021 See Footnotes F20
holding RBLX Class A Common Stock 1.06M Nov 11, 2021 See Footnotes F21
holding RBLX Class A Common Stock 148K Nov 11, 2021 See Footnotes F22
holding RBLX Class A Common Stock 1.11M Nov 11, 2021 See Footnotes F23
holding RBLX Class A Common Stock 148K Nov 11, 2021 See Footnotes F24
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures Management Inc. to one of its members.
F2 These shares are held directly by Altos Ventures Management, Inc. (AVM). The members of the Board of Directors of AVM are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVM disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F3 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Hybrid 2, L.P. to its members.
F4 These shares are held directly by Altos Hybrid 2, L.P.
F5 The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the general partners of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; and the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC (collectively, the General Partners).
F6 The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any.
F7 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its members.
F8 These shares are held directly by Altos Roblox SPV 1, LLC.
F9 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members.
F10 These shares are held directly by Altos Roblox SPV 2, LLC.
F11 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its members.
F12 These shares are held directly by Altos Roblox SPV 2020, LLC.
F13 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its members.
F14 These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
F15 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its members.
F16 These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
F17 Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its members.
F18 These shares are held directly by Altos Ventures IV, L.P.
F19 These shares are held directly by Altos Hybrid 4, L.P.
F20 These shares are held directly by a trust for the benefit of a minor child of Hodong Nam, for which Mr. Nam serves as co-trustee.
F21 These shares are held directly by the Nam-MacGill 2006 Family Trust for which Mr. Nam serves as trustee. Mr. Nam disclaims beneficial ownership of the such shares except to the extent of his pecuniary interest therein.
F22 These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F23 These shares are held directly by the Kim Living Trust for which Ham Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F24 These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.