John B. Berding - Nov 9, 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
President of Subsidiary, Director
Signature
John B. Berding by: Karl J. Grafe, as Attorney-in-Fact
Stock symbol
AFG
Transactions as of
Nov 9, 2021
Transactions value $
-$1,544,819
Form type
4
Date filed
11/12/2021, 07:50 AM
Previous filing
Sep 1, 2021
Next filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $99.9K +1.76K +4.93% $56.85 37.4K Nov 9, 2021 Direct
transaction AFG Common Stock Options Exercise $677K +16K +42.65% $42.44 53.4K Nov 10, 2021 Direct
transaction AFG Common Stock Sale -$2.32M -16K -29.9% $145.51 37.4K Nov 10, 2021 Direct F1
holding AFG Common Stock 1.9K Nov 9, 2021 By Trust
holding AFG Common Stock 4.16K Nov 9, 2021 ESPP F2
holding AFG Common Stock 19.7K Nov 9, 2021 RASP 401(k) F3
holding AFG Common Stock 1.05K Nov 9, 2021 ESPP DRIP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -1.76K -100% $0.00* 0 Nov 9, 2021 Common Stock 1.76K $56.85 Direct F5
transaction AFG Stock Option Exercise Options Exercise $0 -16K -100% $0.00* 0 Nov 10, 2021 Common Stock 16K $42.44 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.2901 to $145.70, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2 Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2020.
F3 Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2020.
F4 Represents ESPP DRIP shares previously reported as directly held and ESPP DRIP shares not previously reported. Shares reported reflect total ESPP DRIP shares held by reporting person as of the date of this filing.
F5 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.
F6 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.