Ronald E. F. Codd - 08 Nov 2021 Form 4 Insider Report for Mandiant, Inc.

Role
Director
Signature
Ashlyn Perry, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
08 Nov 2021
Net transactions value
-$622,764
Form type
4
Filing time
10 Nov 2021, 17:53:58 UTC
Previous filing
04 Nov 2021
Next filing
03 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MNDT Common Stock Options Exercise $99,200 +40,000 +788% $2.48* 45,075 08 Nov 2021 Direct
transaction MNDT Common Stock Sale $721,964 -40,000 -89% $18.05 5,075 08 Nov 2021 Direct F1, F2
holding MNDT Common Stock 136,625 08 Nov 2021 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MNDT Employee Stock Option (right to buy) Options Exercise $0 -40,000 -34% $0.000000 78,000 08 Nov 2021 Common Stock 40,000 $2.48 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F3 Shares held of record by the Codd Revocable Trust Dtd March 6, 1998, for which the Reporting Person serves as a trustee.
F4 The shares subject to this option are fully vested and exercisable.