Gregory M. Hart - 08 Nov 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K.Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
08 Nov 2021
Net transactions value
+$100,078
Form type
4
Filing time
10 Nov 2021, 17:05:39 UTC
Previous filing
05 Nov 2021
Next filing
07 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $100,078 +15,540 +8.2% $6.44 206,211 08 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Stock Option (right to buy Class A Common Stock) Options Exercise $0 -15,540 -1% $0.000000 1,540,170 08 Nov 2021 Class A Common Stock 15,540 $6.44 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vests 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.