Innovius Capital Sirius I, L.P. - Nov 8, 2021 Form 4 Insider Report for NERDWALLET, INC. (NRDS)

Role
10%+ Owner
Signature
Innovius Capital Sirius I L.P., By: Innovius Capital GP I, LLC, itsgeneral partner, By /s/ Justin R. Moore, Managing Director
Stock symbol
NRDS
Transactions as of
Nov 8, 2021
Transactions value $
$0
Form type
4
Date filed
11/10/2021, 03:34 PM
Previous filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRDS Class A Common Stock Conversion of derivative security +5.6K +0.11% 5.21M Nov 8, 2021 see footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NRDS Series A Preferred Stock Conversion of derivative security $0 -5.6K -100% $0.00* 0 Nov 8, 2021 Class A Common Stock 5.6K see footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering and had no expiration date.
F2 Shares are held by Innovius Capital Sirius I L.P.("ICS"). Innovius Capital GP I, LLC ("ICGP") is the general partner of ICS and may be deemed to beneficially own the shares held by ICS. ICGP disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.