Innovius Capital Sirius I, L.P. - 08 Nov 2021 Form 4 Insider Report for NERDWALLET, INC. (NRDS)

Role
10%+ Owner
Signature
Innovius Capital Sirius I L.P., By: Innovius Capital GP I, LLC, itsgeneral partner, By /s/ Justin R. Moore, Managing Director
Issuer symbol
NRDS
Transactions as of
08 Nov 2021
Net transactions value
$0
Form type
4
Filing time
10 Nov 2021, 15:34:54 UTC
Previous filing
03 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRDS Class A Common Stock Conversion of derivative security +5,603 +0.11% 5,209,366 08 Nov 2021 see footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NRDS Series A Preferred Stock Conversion of derivative security $0 -5,603 -100% $0.000000* 0 08 Nov 2021 Class A Common Stock 5,603 see footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering and had no expiration date.
F2 Shares are held by Innovius Capital Sirius I L.P.("ICS"). Innovius Capital GP I, LLC ("ICGP") is the general partner of ICS and may be deemed to beneficially own the shares held by ICS. ICGP disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.