Jonathan Chadwick - 08 Nov 2021 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
Director
Signature
/s/ Melanie Vinson, Attorney-in-fact
Issuer symbol
CFLT
Transactions as of
08 Nov 2021
Net transactions value
-$1,461,673
Form type
4
Filing time
09 Nov 2021, 19:28:04 UTC
Previous filing
29 Oct 2021
Next filing
09 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Conversion of derivative security +16,625 16,625 08 Nov 2021 Direct F1
transaction CFLT Class A Common Stock Sale $16,994 -200 -1.2% $84.97 16,425 08 Nov 2021 Direct F2, F3
transaction CFLT Class A Common Stock Sale $163,951 -1,900 -12% $86.29 14,525 08 Nov 2021 Direct F2, F4
transaction CFLT Class A Common Stock Sale $295,189 -3,379 -23% $87.36 11,146 08 Nov 2021 Direct F2, F5
transaction CFLT Class A Common Stock Sale $806,128 -9,146 -82% $88.14 2,000 08 Nov 2021 Direct F2, F6
transaction CFLT Class A Common Stock Sale $89,250 -1,000 -50% $89.25 1,000 08 Nov 2021 Direct F2, F7
transaction CFLT Class A Common Stock Sale $90,160 -1,000 -100% $90.16 0 08 Nov 2021 Direct F2, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CFLT Class B Common Stock Conversion of derivative security $0 -16,625 -2.5% $0.000000 648,375 08 Nov 2021 Class A Common Stock 16,625 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2 Shares sold pursuant to a 10b5-1 trading plan.
F3 The shares were sold at prices ranging from $84.68 to $85.27. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The shares were sold at prices ranging from $85.74 to $86.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The shares were sold at prices ranging from $86.80 to $87.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The shares were sold at prices ranging from $87.81 to $88.79. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The shares were sold at prices ranging from $88.85 to $89.77. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The shares were sold at prices ranging from $89.86 to $90.72. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.