Liam Griffin - Nov 5, 2021 Form 4 Insider Report for SKYWORKS SOLUTIONS, INC. (SWKS)

Role
Chairman, CEO and President, Director
Signature
Daniel L. Ricks, as Attorney-in-Fact for Liam K. Griffin
Stock symbol
SWKS
Transactions as of
Nov 5, 2021
Transactions value $
-$14,781,459
Form type
4
Date filed
11/9/2021, 06:05 PM
Previous filing
Aug 12, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKS Common Stock Award $0 +30.4K +98.72% $0.00 61.2K Nov 5, 2021 Direct F1
transaction SWKS Common Stock Tax liability -$2.47M -15.1K -24.63% $164.06 46.1K Nov 5, 2021 Direct F2
transaction SWKS Common Stock Award $0 +95K +205.98% $0.00 141K Nov 5, 2021 Direct F3
transaction SWKS Common Stock Tax liability -$7.72M -47.1K -33.38% $164.06 94K Nov 5, 2021 Direct F2
transaction SWKS Common Stock Options Exercise +10.1K +10.78% 104K Nov 5, 2021 Direct F4
transaction SWKS Common Stock Tax liability -$824K -5.02K -4.82% $164.06 99.1K Nov 5, 2021 Direct F2
transaction SWKS Common Stock Award $0 +26.9K +27.16% $0.00 126K Nov 8, 2021 Direct F5
transaction SWKS Common Stock Tax liability -$2.24M -13.3K -10.59% $167.77 113K Nov 8, 2021 Direct F2
transaction SWKS Common Stock Options Exercise +12.1K +10.74% 125K Nov 8, 2021 Direct F4
transaction SWKS Common Stock Tax liability -$1.01M -6K -4.81% $167.77 119K Nov 8, 2021 Direct F2
transaction SWKS Common Stock Options Exercise +6.19K +5.21% 125K Nov 8, 2021 Direct F4
transaction SWKS Common Stock Tax liability -$515K -3.07K -2.46% $167.77 122K Nov 8, 2021 Direct F2
holding SWKS Common Stock 12.4K Nov 5, 2021 By 401(k) plan F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWKS Restricted Stock Units Options Exercise $0 -10.1K -33.34% $0.00 20.3K Nov 5, 2021 Common Stock 10.1K Direct F4, F7
transaction SWKS Restricted Stock Units Options Exercise $0 -12.1K -50% $0.00 12.1K Nov 8, 2021 Common Stock 12.1K Direct F4, F8
transaction SWKS Restricted Stock Units Options Exercise $0 -6.19K -100% $0.00* 0 Nov 8, 2021 Common Stock 6.19K Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 30,388 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020.
F2 Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3 Represents 94,965 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020 and fiscal year 2021.
F4 Restricted stock units convert into shares of common stock on a one-for-one basis.
F5 Represents 26,914 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021.
F6 This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2021.
F7 The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F8 The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F9 The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.