LIAM GRIFFIN - 05 Nov 2021 Form 4 Insider Report for SKYWORKS SOLUTIONS, INC. (SWKS)

Role
Chairman, CEO and President, Director
Signature
Daniel L. Ricks, as Attorney-in-Fact for Liam K. Griffin
Issuer symbol
SWKS
Transactions as of
05 Nov 2021
Net transactions value
-$14,781,459
Form type
4
Filing time
09 Nov 2021, 18:05:00 UTC
Previous filing
12 Aug 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKS Common Stock Award $0 +30,388 +99% $0.000000 61,171 05 Nov 2021 Direct F1
transaction SWKS Common Stock Tax liability $2,472,056 -15,068 -25% $164.06 46,103 05 Nov 2021 Direct F2
transaction SWKS Common Stock Award $0 +94,965 +206% $0.000000 141,068 05 Nov 2021 Direct F3
transaction SWKS Common Stock Tax liability $7,724,765 -47,085 -33% $164.06 93,983 05 Nov 2021 Direct F2
transaction SWKS Common Stock Options Exercise +10,130 +11% 104,113 05 Nov 2021 Direct F4
transaction SWKS Common Stock Tax liability $824,073 -5,023 -4.8% $164.06 99,090 05 Nov 2021 Direct F2
transaction SWKS Common Stock Award $0 +26,914 +27% $0.000000 126,004 08 Nov 2021 Direct F5
transaction SWKS Common Stock Tax liability $2,238,723 -13,344 -11% $167.77 112,660 08 Nov 2021 Direct F2
transaction SWKS Common Stock Options Exercise +12,100 +11% 124,760 08 Nov 2021 Direct F4
transaction SWKS Common Stock Tax liability $1,006,620 -6,000 -4.8% $167.77 118,760 08 Nov 2021 Direct F2
transaction SWKS Common Stock Options Exercise +6,193 +5.2% 124,953 08 Nov 2021 Direct F4
transaction SWKS Common Stock Tax liability $515,222 -3,071 -2.5% $167.77 121,882 08 Nov 2021 Direct F2
holding SWKS Common Stock 12,440 05 Nov 2021 By 401(k) plan F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWKS Restricted Stock Units Options Exercise $0 -10,130 -33% $0.000000 20,258 05 Nov 2021 Common Stock 10,130 Direct F4, F7
transaction SWKS Restricted Stock Units Options Exercise $0 -12,100 -50% $0.000000 12,100 08 Nov 2021 Common Stock 12,100 Direct F4, F8
transaction SWKS Restricted Stock Units Options Exercise $0 -6,193 -100% $0.000000* 0 08 Nov 2021 Common Stock 6,193 Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 30,388 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020.
F2 Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3 Represents 94,965 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020 and fiscal year 2021.
F4 Restricted stock units convert into shares of common stock on a one-for-one basis.
F5 Represents 26,914 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021.
F6 This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2021.
F7 The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F8 The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F9 The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.