Carlos S. Bori - 05 Nov 2021 Form 4 Insider Report for SKYWORKS SOLUTIONS, INC. (SWKS)

Role
SVP, Sales & Marketing
Signature
Daniel L. Ricks, as Attorney-In-Fact for Carlos S. Bori
Issuer symbol
SWKS
Transactions as of
05 Nov 2021
Net transactions value
-$2,563,816
Form type
4
Filing time
09 Nov 2021, 18:02:00 UTC
Previous filing
03 Sep 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKS Common Stock Award $0 +8,204 +57% $0.000000 22,491 05 Nov 2021 Direct F1
transaction SWKS Common Stock Tax liability $667,396 -4,068 -18% $164.06 18,423 05 Nov 2021 Direct F2
transaction SWKS Common Stock Options Exercise +2,735 +15% 21,158 05 Nov 2021 Direct F3
transaction SWKS Common Stock Tax liability $222,629 -1,357 -6.4% $164.06 19,801 05 Nov 2021 Direct F2
transaction SWKS Common Stock Options Exercise +7,597 +38% 27,398 05 Nov 2021 Direct F3
transaction SWKS Common Stock Tax liability $618,014 -3,767 -14% $164.06 23,631 05 Nov 2021 Direct F2
transaction SWKS Common Stock Award $0 +7,266 +31% $0.000000 30,897 08 Nov 2021 Direct F4
transaction SWKS Common Stock Tax liability $604,475 -3,603 -12% $167.77 27,294 08 Nov 2021 Direct F2
transaction SWKS Common Stock Options Exercise +3,267 +12% 30,561 08 Nov 2021 Direct F3
transaction SWKS Common Stock Tax liability $271,787 -1,620 -5.3% $167.77 28,941 08 Nov 2021 Direct F2
transaction SWKS Common Stock Options Exercise +2,158 +7.5% 31,099 08 Nov 2021 Direct F3
transaction SWKS Common Stock Tax liability $179,514 -1,070 -3.4% $167.77 30,029 08 Nov 2021 Direct F2
holding SWKS Common Stock 1,371 05 Nov 2021 By 401(k) plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWKS Restricted Stock Units Options Exercise $0 -2,735 -33% $0.000000 5,470 05 Nov 2021 Common Stock 2,735 Direct F3, F6
transaction SWKS Restricted Stock Units Options Exercise $0 -7,597 -100% $0.000000* 0 05 Nov 2021 Common Stock 7,597 Direct F3, F7
transaction SWKS Restricted Stock Units Options Exercise $0 -3,267 -50% $0.000000 3,267 08 Nov 2021 Common Stock 3,267 Direct F3, F8
transaction SWKS Restricted Stock Units Options Exercise $0 -2,158 -100% $0.000000* 0 08 Nov 2021 Common Stock 2,158 Direct F3, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 8,204 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020.
F2 Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3 Restricted stock units convert into shares of common stock on a one-for-one basis.
F4 Represents 7,266 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021.
F5 This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2021.
F6 The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023.
F7 The restricted stock units vested in two (2) equal installments, beginning on 11/5/2020 and ending on 11/5/2021.
F8 The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
F9 The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.