Patrick Kubiak - 05 Nov 2021 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
VP of Asset Management
Signature
/s/ Patrick Kubiak
Issuer symbol
AWR
Transactions as of
05 Nov 2021
Net transactions value
-$244
Form type
4
Filing time
09 Nov 2021, 11:11:30 UTC
Previous filing
19 May 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $117 +1 +0.23% $78.85 647 02 Jun 2021 Direct F1
transaction AWR Common Shares Award $128 +1 +0.21% $93.85 648 01 Sep 2021 Direct F2
transaction AWR Common Shares Tax liability $489 -5 -0.82% $92.24 643 05 Nov 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 06/02/2021 as dividend at FMV
F2 DER Units credited on 09/01/2021 as dividend at FMV