James R. Hatfield - Nov 4, 2021 Form 4 Insider Report for PINNACLE WEST CAPITAL CORP (PNW)

Role
EVP, Advisor to CEO
Signature
/s/ Diane Wood, Attorney-in-Fact
Stock symbol
PNW
Transactions as of
Nov 4, 2021
Transactions value $
-$195,252
Form type
4
Date filed
11/8/2021, 06:03 PM
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNW Common Stock Award $0 +6.03K $0.00 6.03K Nov 4, 2021 Direct F1
transaction PNW Common Stock Tax liability -$165K -2.59K -42.95% $63.60 3.44K Nov 4, 2021 Direct F2
transaction PNW Common Stock Award $0 +1.12K +32.47% $0.00 4.56K Nov 4, 2021 Direct F3
transaction PNW Common Stock Tax liability -$30.5K -480 -10.53% $63.60 4.08K Nov 4, 2021 Direct F2
transaction PNW Common Stock Gift $0 -4.08K -100% $0.00* 0 Nov 4, 2021 Direct F4
transaction PNW Common Stock Gift $0 +4.08K +16.33% $0.00 29K Nov 4, 2011 by trust F4
holding PNW Common Stock 28 Nov 4, 2021 by 401(k)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.
F2 Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
F3 Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021.
F4 The reporting person gifted the shares received on November 4, 2021 to a revocable family trust.