Nimrod Ben-Natan - 04 Nov 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP & GM, Cable Access
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
04 Nov 2021
Net transactions value
-$868,316
Form type
4
Filing time
08 Nov 2021, 16:18:59 UTC
Previous filing
27 Sep 2021
Next filing
10 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $192,047 +25,336 +6.9% $7.58 393,202 04 Nov 2021 Direct F1
transaction HLIT Common Stock Sale $274,764 -25,336 -6.4% $10.84 367,866 04 Nov 2021 Direct
transaction HLIT Common Stock Options Exercise $167,882 +22,148 +6% $7.58 390,014 05 Nov 2021 Direct F1
transaction HLIT Common Stock Sale $239,989 -22,148 -5.7% $10.84 367,866 05 Nov 2021 Direct
transaction HLIT Common Stock Options Exercise $246,471 +32,516 +8.8% $7.58 400,382 08 Nov 2021 Direct F1
transaction HLIT Common Stock Sale $353,563 -32,516 -8.1% $10.87 367,866 08 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to buy Options Exercise $192,047 -25,336 -32% $7.58 54,664 04 Nov 2021 Common Stock 25,336 $7.58 Direct
transaction HLIT Stock Option/Right to buy Options Exercise $167,882 -22,148 -41% $7.58 32,516 05 Nov 2021 Common Stock 22,148 $7.58 Direct
transaction HLIT Stock Option/Right to buy Options Exercise $246,471 -32,516 -100% $7.58 0 08 Nov 2021 Common Stock 32,516 $7.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022.