Nimrod Ben-Natan - Nov 4, 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP & GM, Cable Access
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
Nov 4, 2021
Transactions value $
-$868,316
Form type
4
Date filed
11/8/2021, 04:18 PM
Previous filing
Sep 27, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $192K +25.3K +6.89% $7.58 393K Nov 4, 2021 Direct F1
transaction HLIT Common Stock Sale -$275K -25.3K -6.44% $10.84 368K Nov 4, 2021 Direct
transaction HLIT Common Stock Options Exercise $168K +22.1K +6.02% $7.58 390K Nov 5, 2021 Direct F1
transaction HLIT Common Stock Sale -$240K -22.1K -5.68% $10.84 368K Nov 5, 2021 Direct
transaction HLIT Common Stock Options Exercise $246K +32.5K +8.84% $7.58 400K Nov 8, 2021 Direct F1
transaction HLIT Common Stock Sale -$354K -32.5K -8.12% $10.87 368K Nov 8, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to buy Options Exercise -$192K -25.3K -31.67% $7.58 54.7K Nov 4, 2021 Common Stock 25.3K $7.58 Direct
transaction HLIT Stock Option/Right to buy Options Exercise -$168K -22.1K -40.52% $7.58 32.5K Nov 5, 2021 Common Stock 22.1K $7.58 Direct
transaction HLIT Stock Option/Right to buy Options Exercise -$246K -32.5K -100% $7.58 0 Nov 8, 2021 Common Stock 32.5K $7.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022.