David Dantzker - Nov 3, 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
Director
Signature
/s/ John Manders, on behalf of David R. Dantzker
Stock symbol
SRDX
Transactions as of
Nov 3, 2021
Transactions value $
-$8
Form type
4
Date filed
11/8/2021, 08:55 AM
Previous filing
Oct 4, 2021
Next filing
Nov 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $119K +5.58K +18.09% $21.31 36.4K Nov 3, 2021 Direct
transaction SRDX Common Stock Tax liability -$119K -2.1K -5.77% $56.56 34.3K Nov 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Stock Option (right to buy) Options Exercise $0 -5.58K -100% $0.00* 0 Nov 3, 2021 Common Stock 5.58K $21.31 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount beneficially owned includes 10,610 restricted stock units (RSUs) that vest on service-based vesting dates and 15,026 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
F2 Fully vested.