DAVID DANTZKER - 03 Nov 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
Director
Signature
/s/ John Manders, on behalf of David R. Dantzker
Issuer symbol
SRDX
Transactions as of
03 Nov 2021
Net transactions value
-$8
Form type
4
Filing time
08 Nov 2021, 08:55:36 UTC
Previous filing
04 Oct 2021
Next filing
29 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $118,825 +5,576 +18% $21.31 36,397 03 Nov 2021 Direct
transaction SRDX Common Stock Tax liability $118,833 -2,101 -5.8% $56.56 34,296 03 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Stock Option (right to buy) Options Exercise $0 -5,576 -100% $0.000000* 0 03 Nov 2021 Common Stock 5,576 $21.31 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount beneficially owned includes 10,610 restricted stock units (RSUs) that vest on service-based vesting dates and 15,026 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
F2 Fully vested.