Opy Acquisition LLC I - Nov 5, 2021 Form 4 Insider Report for Opy Acquisition Corp. I (OHAA)

Role
10%+ Owner
Signature
By: Oppenheimer Alternative Investment Management, LLC, its manager /s/ Robert S. Lowenthal Senior Vice President
Stock symbol
OHAA
Transactions as of
Nov 5, 2021
Transactions value $
$165,000
Form type
4
Date filed
11/8/2021, 07:54 AM
Previous filing
Nov 2, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OHAA Warrants to Purchase Class A common stock Purchase $165K +110K +5.24% $1.50* 2.21M Nov 5, 2021 Class A Common Stock 110K $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the exercise of the underwriters' over-allotment option, OPY Acquisition LLC I purchased an additional 110,000 warrants.
F2 The warrants are exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.