| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +638,629 | +9.9% | 7,070,887 | 03 Nov 2021 | Direct | F1, F2 | ||
| transaction | PLTR | Class A Common Stock | Sale | $16,406,695 | -633,840 | -9% | $25.88 | 6,437,047 | 03 Nov 2021 | Direct | F1, F3 |
| transaction | PLTR | Class A Common Stock | Sale | $125,470 | -4,789 | -0.07% | $26.20 | 6,432,258 | 03 Nov 2021 | Direct | F1, F4 |
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +638,629 | +9.9% | 7,070,887 | 04 Nov 2021 | Direct | F2, F5 | ||
| transaction | PLTR | Class A Common Stock | Sale | $16,851,695 | -638,629 | -9% | $26.39 | 6,432,258 | 04 Nov 2021 | Direct | F5, F6 |
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +638,629 | +9.9% | 7,070,887 | 05 Nov 2021 | Direct | F2, F7 | ||
| transaction | PLTR | Class A Common Stock | Sale | $16,643,694 | -638,629 | -9% | $26.06 | 6,432,258 | 05 Nov 2021 | Direct | F7, F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Employee Stock Option (Right to buy) | Options Exercise | $0 | -638,629 | -8.3% | $0.000000 | 7,024,895 | 03 Nov 2021 | Class B Common Stock | 638,629 | $0.8500 | Direct | F1, F2, F9 |
| transaction | PLTR | Class B Common Stock | Options Exercise | $0 | +638,629 | +1.5% | $0.000000 | 42,779,664 | 03 Nov 2021 | Class A Common Stock | 638,629 | $0.8500 | Direct | F1, F2 |
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -638,629 | -1.5% | $0.000000 | 42,141,035 | 03 Nov 2021 | Class A Common Stock | 638,629 | Direct | F1, F2 | |
| transaction | PLTR | Employee Stock Option (Right to buy) | Options Exercise | $0 | -2,554,516 | -36% | $0.000000 | 4,470,379 | 04 Nov 2021 | Class B Common Stock | 2,554,516 | $0.8500 | Direct | F2, F5, F9 |
| transaction | PLTR | Class B Common Stock | Options Exercise | $0 | +2,554,516 | +6.1% | $0.000000 | 44,695,551 | 04 Nov 2021 | Class A Common Stock | 2,554,516 | $0.8500 | Direct | F2, F5 |
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -638,629 | -1.4% | $0.000000 | 44,056,922 | 04 Nov 2021 | Class A Common Stock | 638,629 | Direct | F2, F5 | |
| transaction | PLTR | Employee Stock Option (Right to buy) | Options Exercise | $0 | -638,629 | -14% | $0.000000 | 3,831,750 | 05 Nov 2021 | Class B Common Stock | 638,629 | $0.8500 | Direct | F2, F7, F9 |
| transaction | PLTR | Class B Common Stock | Options Exercise | $0 | +638,629 | +1.4% | $0.000000 | 44,695,551 | 05 Nov 2021 | Class A Common Stock | 638,629 | $0.8500 | Direct | F2, F7 |
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -638,629 | -1.4% | $0.000000 | 44,056,922 | 05 Nov 2021 | Class A Common Stock | 638,629 | Direct | F2, F7 |
| Id | Content |
|---|---|
| F1 | This transaction is part of a related series of transactions undertaken on November 3, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised 638,629 vested Class B Common Stock options that are expiring on December 3, 2021, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. |
| F2 | The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| F3 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.19 to $26.18. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F4 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $26.19 to $26.23. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F5 | This transaction is part of a related series of transactions undertaken on November 4, 2021. The Reporting Person exercised 638,629 vested Class B Common Stock options that are expiring on December 3, 2021, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock, all pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person also exercised an additional 1,915,887 vested Class B Common Stock options that are expiring on December 3, 2021 and held the resulting shares of Class B Common Stock, resulting in a net increase in the number of shares of Class B Common Stock held as of the transaction date. |
| F6 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.89 to $26.56. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F7 | This transaction is part of a related series of transactions undertaken on November 5, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised 638,629 vested Class B Common Stock options that are expiring on December 3, 2021, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. |
| F8 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.72 to $26.63. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F9 | The options exercised in this transaction were fully vested and exercisable as of the transaction date. |
Officer title: Chief Executive Officer