Kevin D. Green - Nov 3, 2021 Form 4 Insider Report for CERUS CORP (CERS)

Signature
Kevin Dennis Green by Chrystal Menard, attorney-in-fact
Stock symbol
CERS
Transactions as of
Nov 3, 2021
Transactions value $
-$313,937
Form type
4
Date filed
11/5/2021, 07:47 PM
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CERS Common Stock Options Exercise $356K +95K +61.79% $3.75 249K Nov 3, 2021 Direct F1
transaction CERS Common Stock Sale -$571K -81.6K -32.81% $7.00 167K Nov 3, 2021 Direct F2, F3
transaction CERS Common Stock Sale -$98.9K -14.1K -8.45% $7.00 153K Nov 3, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CERS Option (Right to Buy) Options Exercise -95K -100% 0 Nov 3, 2021 Common Stock 95K $3.75 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a 10b5-1 plan.
F2 This transaction was executed pursuant to a 10b5-1 plan. Includes shares required to be sold to cover commission and mandatory tax withholdings on the "sell to cover" transaction described above and does not represent a discretionary sale by the reporting person.
F3 The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.01 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
F4 One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.
F5 Not applicable.