Scott R. Wahlers - Nov 3, 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Accounting Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol: COMP
Transactions as of: Nov 3, 2021
Transactions value $: -$3,305
Form type: 4
Date filed: 11/5/2021, 04:29 PM
Previous filing: Nov 1, 2021
Next filing: Dec 7, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+670	+2.29%	$0.00	30K	Nov 3, 2021	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	-$3.3K	-256	-0.85%	$12.91	29.7K	Nov 3, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-670	-3.54%	$0.00	18.2K	Nov 3, 2021	Class A Common Stock	670		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.