Joseph Sirosh - 03 Nov 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Technology Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 03 Nov 2021
Net transactions value: -$56,197
Form type: 4
Filing time: 05 Nov 2021, 16:26:33 UTC
Previous filing: 01 Nov 2021
Next filing: 07 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise		+9,480	+2.1%		470,608	03 Nov 2021	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$56,197	-4,353	-0.92%	$12.91	466,255	03 Nov 2021	Direct	F2
holding	COMP	Class A Common Stock						50	03 Nov 2021	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-9,480	-6.7%	$0.000000	132,820	03 Nov 2021	Class A Common Stock	9,480		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.
F4	The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.