Nikos Theodosopoulos - 03 Nov 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
Director
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
03 Nov 2021
Net transactions value
-$318,003
Form type
4
Filing time
05 Nov 2021, 15:30:23 UTC
Previous filing
24 Aug 2021
Next filing
24 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $227,400 +30,000 +18% $7.58 193,745 03 Nov 2021 Direct F1
transaction HLIT Common Stock Sale $318,003 -30,000 -15% $10.60 163,745 03 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to buy Options Exercise $227,400 -30,000 -100% $7.58 0 03 Nov 2021 Common Stock 30,000 $7.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022.