Carl J. Rickertsen - Nov 2, 2021 Form 4 Insider Report for MICROSTRATEGY Inc (MSTR)

Role
Director
Signature
/s/ W. Ming Shao, Attorney-in-Fact
Stock symbol
MSTR
Transactions as of
Nov 2, 2021
Transactions value $
-$8,217,164
Form type
4
Date filed
11/4/2021, 09:21 PM
Previous filing
Nov 8, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSTR Class A Common Stock Options Exercise $547K +3K +150% $182.36 5K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Options Exercise $486K +3.75K +75% $129.57 8.75K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Options Exercise $332K +2.5K +28.57% $132.91 11.3K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Options Exercise $93.4K +750 +6.67% $124.48 12K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$1.68M -2.1K -17.5% $800.82 9.9K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$562K -700 -7.07% $802.40 9.2K Nov 2, 2021 Direct F1
transaction MSTR Class A Common Stock Sale -$966K -1.2K -13.08% $803.28 8K Nov 2, 2021 Direct F2
transaction MSTR Class A Common Stock Sale -$1.45M -1.8K -22.51% $804.69 6.2K Nov 2, 2021 Direct F3
transaction MSTR Class A Common Stock Sale -$801K -993 -16.02% $806.82 5.2K Nov 2, 2021 Direct F4
transaction MSTR Class A Common Stock Sale -$410K -507 -9.74% $808.01 4.7K Nov 2, 2021 Direct F5
transaction MSTR Class A Common Stock Sale -$162K -200 -4.26% $809.54 4.5K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$1.3M -1.6K -35.47% $816.60 2.9K Nov 2, 2021 Direct F6
transaction MSTR Class A Common Stock Sale -$737K -902 -31.08% $817.47 2K Nov 2, 2021 Direct F7
transaction MSTR Class A Common Stock Sale -$1.61M -2K -100% $802.50 0 Nov 3, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -3K -100% $0.00* 0 Nov 2, 2021 Class A Common Stock 3K $182.36 Direct F8, F9
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -3.75K -75% $0.00 1.25K Nov 2, 2021 Class A Common Stock 3.75K $129.57 Direct F9, F10
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -2.5K -50% $0.00 2.5K Nov 2, 2021 Class A Common Stock 2.5K $132.91 Direct F9, F11
transaction MSTR Director Stock Option (Right to buy) Options Exercise $0 -750 -15% $0.00 4.25K Nov 2, 2021 Class A Common Stock 750 $124.48 Direct F9, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $801.91 to $802.72, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $802.99 to $803.80, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $804.21 to $804.97, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $806.10 to $807.09, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $807.63 to $808.52 inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $816.010 to $817.005, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F7 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $817.17 to $817.80, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F8 Of the 3,000 shares exercised on November 2, 2021, 500 shares vested on May 31, 2019, 1,250 shares vested on May 31, 2020, and 1,250 shares vested on May 31, 2021.
F9 See Exhibit A.
F10 Of the 3,750 shares exercised on November 2, 2021, 1,250 shares vested on May 31, 2019, 1,250 shares vested on May 31, 2020, and 1,250 shares vested on May 31, 2021. The remaining 1,250 shares subject to this option are scheduled to vest on May 31, 2022.
F11 Of the 2,500 shares exercised on November 2, 2021, 1,250 shares vested on May 31, 2020 and 1,250 shares vested on May 31, 2021. Of the remaining 2,500 shares subject to this option, 1,250 shares are scheduled to vest on May 31, 2022, and 1,250 shares are scheduled to vest on May 31, 2023.
F12 The 750 shares exercised on November 2, 2021 vested on May 31, 2021. Of the remaining 4,250 shares subject to this option, 500 shares vested on May 31, 2021, 1,250 shares are scheduled to vest on May 31, 2022, 1,250 shares are scheduled to vest on May 31, 2023, and 1,250 shares are scheduled to vest on May 31, 2024.