Le Phong - 02 Nov 2021 Form 4 Insider Report for MICROSTRATEGY Inc (MSTR)

Role
President & CFO
Signature
/s/ W. Ming Shao, Attorney-in-Fact
Issuer symbol
MSTR
Transactions as of
02 Nov 2021
Net transactions value
-$6,142,112
Form type
4
Filing time
04 Nov 2021, 21:15:16 UTC
Previous filing
09 Aug 2021
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSTR Class A Common Stock Options Exercise $1,891,600 +10,000 $189.16 10,000 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $3,127,020 -3,900 -39% $801.80 6,100 02 Nov 2021 Direct F1
transaction MSTR Class A Common Stock Sale $642,104 -800 -13% $802.63 5,300 02 Nov 2021 Direct F2
transaction MSTR Class A Common Stock Sale $3,347,286 -4,165 -79% $803.67 1,135 02 Nov 2021 Direct F3
transaction MSTR Class A Common Stock Sale $124,792 -155 -14% $805.11 980 02 Nov 2021 Direct F4
transaction MSTR Class A Common Stock Sale $226,511 -281 -29% $806.09 699 02 Nov 2021 Direct F5
transaction MSTR Class A Common Stock Sale $232,756 -288 -41% $808.18 411 02 Nov 2021 Direct F6
transaction MSTR Class A Common Stock Sale $333,243 -411 -100% $810.81 0 02 Nov 2021 Direct F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSTR Employee Stock Option (Right to buy) Options Exercise $0 -10,000 -50% $0.000000 10,000 02 Nov 2021 Class A Common Stock 10,000 $189.16 Direct F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $801.02 to $801.88, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $802.12 to $803.06, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $803.51 to $804.31, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $804.54 to $805.32, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $805.71 to $806.48, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $807.61 to $808.51, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F7 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $810.31 to $810.84, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F8 The 10,000 shares exercised on November 2, 2021 pursuant to this option vested on March 8, 2020. The remaining 10,000 shares subject to this option vested on March 8, 2021.
F9 See Exhibit A.