| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +132K | +22372.47% | 133K | Nov 2, 2021 | Direct | F1, F2 | ||
| transaction | PLTR | Class A Common Stock | Sale | -$3.41M | -131K | -98.43% | $26.01 | 2.09K | Nov 2, 2021 | Direct | F1, F3 |
| transaction | PLTR | Class A Common Stock | Sale | -$39.9K | -1.5K | -71.7% | $26.63 | 592 | Nov 2, 2021 | Direct | F1, F4 |
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +17.6K | +2965.37% | 18.1K | Nov 3, 2021 | Direct | F2, F5 | ||
| transaction | PLTR | Class A Common Stock | Sale | -$458K | -17.6K | -96.74% | $26.09 | 592 | Nov 3, 2021 | Direct | F5, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -132K | -1.27% | $0.00 | 10.3M | Nov 2, 2021 | Class A Common Stock | 132K | Direct | F1, F2 | |
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -17.6K | -0.17% | $0.00 | 10.3M | Nov 3, 2021 | Class A Common Stock | 17.6K | Direct | F2, F5 |
| Id | Content |
|---|---|
| F1 | This transaction is part of a related series of transactions undertaken on November 2, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market. |
| F2 | The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| F3 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.56 to $26.55. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F4 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $26.56 to $26.69. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F5 | This transaction is part of a related series of transactions undertaken on November 3, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market. |
| F6 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $26.00 to $26.21. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
Officer title: President and Secretary