Mark E. Mallah - Nov 2, 2021 Form 4 Insider Report for LiveVox Holdings, Inc. (LVOX)

Role: General Counsel
Signature: S. Gregory Clevenger, as Power of Attorney, for Mark E. Mallah
Stock symbol: LVOX
Transactions as of: Nov 2, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/4/2021, 05:21 PM
Previous filing: Aug 20, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LVOX	Phantom Shares	Award	$0	0	0%	$0.00^*	1	Nov 2, 2021	Class A Common Stock	116K		See Footnote (1)	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported security represents interests in shares of Class A Common Stock beneficially held by LiveVox TopCo LLC which, at the discretion of the manager of LiveVox TopCo LLC, entitle the reporting person to a pro rata portion of any distribution made by LiveVox TopCo LLC. As a result of the post-closing adjustment issuance of additional shares to LiveVox TopCo LLC, the reporting person acquired an indirect interest in an additional 54.196 shares of Class A Common Stock.
F2	The reported security includes interests in shares of Class A Common Stock beneficially held by LiveVox TopCo, LLC that are subject to specified vesting conditions.

Content

The reported security represents interests in shares of Class A Common Stock beneficially held by LiveVox TopCo LLC which, at the discretion of the manager of LiveVox TopCo LLC, entitle the reporting person to a pro rata portion of any distribution made by LiveVox TopCo LLC. As a result of the post-closing adjustment issuance of additional shares to LiveVox TopCo LLC, the reporting person acquired an indirect interest in an additional 54.196 shares of Class A Common Stock.

The reported security includes interests in shares of Class A Common Stock beneficially held by LiveVox TopCo, LLC that are subject to specified vesting conditions.