Donald R. Young - Nov 1, 2021 Form 4 Insider Report for ASPEN AEROGELS INC (ASPN)

Signature
/s/ Poongunran Muthukumaran, Attorney-in-Fact
Stock symbol
ASPN
Transactions as of
Nov 1, 2021
Transactions value $
-$5,671,632
Form type
4
Date filed
11/3/2021, 09:28 PM
Previous filing
Jul 1, 2021
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASPN Common Stock Sale -$187K -3.4K -0.48% $54.92* 704K Nov 1, 2021 Direct F1, F2, F3
transaction ASPN Common Stock Sale -$310K -5.76K -0.82% $53.87* 698K Nov 1, 2021 Direct F1, F4, F5
transaction ASPN Common Stock Sale -$1.18M -22.2K -3.19% $53.05* 676K Nov 1, 2021 Direct F1, F6, F7
transaction ASPN Common Stock Sale -$245K -4.7K -0.7% $52.17* 671K Nov 1, 2021 Direct F1, F8, F9
transaction ASPN Common Stock Sale -$1.67M -31.9K -4.75% $52.43* 639K Nov 2, 2021 Direct F1, F10, F11
transaction ASPN Common Stock Sale -$219K -4.23K -0.66% $51.83* 635K Nov 2, 2021 Direct F1, F12, F13
transaction ASPN Common Stock Sale -$956K -18.7K -2.95% $51.10* 616K Nov 3, 2021 Direct F1, F14, F15
transaction ASPN Common Stock Sale -$903K -17.4K -2.82% $51.92* 599K Nov 3, 2021 Direct F1, F16, F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.
F2 The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.54 to $55.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 Represents 187,790 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
F4 The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $53.54 to $54.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5 Represents 182,030 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
F6 The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $52.54 to $53.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7 Represents 159,789 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
F8 The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.73 to $52.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F9 Represents 155,087 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
F10 The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.98 to $52.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F11 Represents 123,209 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
F12 The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.44 to $51.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F13 Represents 118,984 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
F14 The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $50.52 to $51.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F15 Represents 100,281 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
F16 The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.51 to $52.40 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F17 Represents 82,882 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.