David Horn - Nov 1, 2021 Form 4 Insider Report for Seer, Inc. (SEER)

Role
Chief Financial Officer
Signature
/s/ David R. Horn
Stock symbol
SEER
Transactions as of
Nov 1, 2021
Transactions value $
-$350,757
Form type
4
Date filed
11/3/2021, 07:20 PM
Previous filing
Oct 5, 2021
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEER Class A Common Stock Options Exercise $27K +10K +4.33% $2.70 241K Nov 1, 2021 Direct
transaction SEER Class A Common Stock Sale -$229K -6.11K -2.54% $37.46* 235K Nov 1, 2021 Direct F1, F2
transaction SEER Class A Common Stock Sale -$149K -3.89K -1.66% $38.28* 231K Nov 1, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEER Employee Stock Option (right to buy) Options Exercise $0 -10K -1.73% $0.00 567K Nov 1, 2021 Class A Common Stock 10K $2.70 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.85 to $37.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.85 to $38.73, inclusive.
F4 The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on April 1, 2021 and 1/48th of the shares vest monthly thereafter.