Wei-Ming Shao - Nov 1, 2021 Form 4 Insider Report for MICROSTRATEGY Inc (MSTR)

Role
SEVP & General Counsel
Signature
/s/ W. Ming Shao
Stock symbol
MSTR
Transactions as of
Nov 1, 2021
Transactions value $
-$3,793,503
Form type
4
Date filed
11/3/2021, 07:03 PM
Previous filing
Aug 9, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSTR Class A Common Stock Options Exercise $263K +2K +40000% $131.53 2.01K Nov 1, 2021 Direct
transaction MSTR Class A Common Stock Sale -$148K -199 -9.93% $741.63 1.81K Nov 1, 2021 Direct F1
transaction MSTR Class A Common Stock Sale -$224K -301 -16.67% $742.69 1.51K Nov 1, 2021 Direct F2
transaction MSTR Class A Common Stock Sale -$371K -500 -33.22% $741.53 1.01K Nov 1, 2021 Direct
transaction MSTR Class A Common Stock Sale -$370K -500 -49.75% $739.20 505 Nov 1, 2021 Direct F3
transaction MSTR Class A Common Stock Sale -$370K -500 -99.01% $740.00 5 Nov 1, 2021 Direct
transaction MSTR Class A Common Stock Options Exercise $493K +3.75K +75000% $131.53 3.76K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$383K -500 -13.32% $765.00 3.26K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$385K -500 -15.36% $770.00 2.76K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$378K -500 -18.15% $755.00 2.26K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$752K -1K -44.35% $752.01 1.26K Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$380K -500 -39.84% $760.00 755 Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$622K -750 -99.34% $829.90 5 Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Options Exercise $37.9K +250 +5000% $151.60 255 Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$20.7K -25 -9.8% $829.90 230 Nov 2, 2021 Direct
transaction MSTR Class A Common Stock Sale -$186K -225 -97.83% $826.75 5 Nov 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSTR Employee Stock Option (Right to buy) Options Exercise $0 -2K -16.67% $0.00 10K Nov 1, 2021 Class A Common Stock 2K $131.53 Direct F4, F5
transaction MSTR Employee Stock Option (Right to buy) Options Exercise $0 -3.75K -37.5% $0.00 6.25K Nov 2, 2021 Class A Common Stock 3.75K $131.53 Direct F5, F6
transaction MSTR Employee Stock Option (Right to buy) Options Exercise $0 -250 -1.25% $0.00 19.8K Nov 2, 2021 Class A Common Stock 250 $151.60 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $740.850 to $741.845, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $742.02 to $743.01, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $738.80 to $739.63, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F4 The 2,000 shares exercised on November 1, 2021 pursuant to this option vested on February 8, 2021. Of the remaining 10,000 shares subject to this option, 3,750 shares vested on February 8, 2021, and 6,250 shares are scheduled to vest on February 8, 2022.
F5 See Exhibit A.
F6 The 3,750 shares exercised on November 2, 2021 pursuant to this option vested on February 8, 2021. The remaining 6,250 shares subject to this option are scheduled to vest on February 8, 2022.
F7 The 250 shares exercised on November 2, 2021 pursuant to this option vested on November 22, 2020. Of the remaining 19,750 shares subject to this option, 4,750 shares vested on November 22, 2020, 5,000 shares are scheduled to vest on November 22, 2021, 5,000 shares are scheduled to vest on November 22, 2022, and 5,000 shares are scheduled to vest on November 22, 2023.