Wei-Ming Shao - 01 Nov 2021 Form 4 Insider Report for MICROSTRATEGY Inc (MSTR)

Role
SEVP & General Counsel
Signature
/s/ W. Ming Shao
Issuer symbol
MSTR
Transactions as of
01 Nov 2021
Net transactions value
-$3,793,503
Form type
4
Filing time
03 Nov 2021, 19:03:14 UTC
Previous filing
09 Aug 2021
Next filing
10 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSTR Class A Common Stock Options Exercise $263,060 +2,000 +40000% $131.53 2,005 01 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $147,584 -199 -9.9% $741.63 1,806 01 Nov 2021 Direct F1
transaction MSTR Class A Common Stock Sale $223,550 -301 -17% $742.69 1,505 01 Nov 2021 Direct F2
transaction MSTR Class A Common Stock Sale $370,765 -500 -33% $741.53 1,005 01 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $369,600 -500 -50% $739.20 505 01 Nov 2021 Direct F3
transaction MSTR Class A Common Stock Sale $370,000 -500 -99% $740.00 5 01 Nov 2021 Direct
transaction MSTR Class A Common Stock Options Exercise $493,238 +3,750 +75000% $131.53 3,755 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $382,500 -500 -13% $765.00 3,255 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $385,000 -500 -15% $770.00 2,755 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $377,500 -500 -18% $755.00 2,255 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $752,010 -1,000 -44% $752.01 1,255 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $380,000 -500 -40% $760.00 755 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $622,425 -750 -99% $829.90 5 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Options Exercise $37,900 +250 +5000% $151.60 255 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $20,748 -25 -9.8% $829.90 230 02 Nov 2021 Direct
transaction MSTR Class A Common Stock Sale $186,019 -225 -98% $826.75 5 02 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSTR Employee Stock Option (Right to buy) Options Exercise $0 -2,000 -17% $0.000000 10,000 01 Nov 2021 Class A Common Stock 2,000 $131.53 Direct F4, F5
transaction MSTR Employee Stock Option (Right to buy) Options Exercise $0 -3,750 -38% $0.000000 6,250 02 Nov 2021 Class A Common Stock 3,750 $131.53 Direct F5, F6
transaction MSTR Employee Stock Option (Right to buy) Options Exercise $0 -250 -1.2% $0.000000 19,750 02 Nov 2021 Class A Common Stock 250 $151.60 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $740.850 to $741.845, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $742.02 to $743.01, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $738.80 to $739.63, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
F4 The 2,000 shares exercised on November 1, 2021 pursuant to this option vested on February 8, 2021. Of the remaining 10,000 shares subject to this option, 3,750 shares vested on February 8, 2021, and 6,250 shares are scheduled to vest on February 8, 2022.
F5 See Exhibit A.
F6 The 3,750 shares exercised on November 2, 2021 pursuant to this option vested on February 8, 2021. The remaining 6,250 shares subject to this option are scheduled to vest on February 8, 2022.
F7 The 250 shares exercised on November 2, 2021 pursuant to this option vested on November 22, 2020. Of the remaining 19,750 shares subject to this option, 4,750 shares vested on November 22, 2020, 5,000 shares are scheduled to vest on November 22, 2021, 5,000 shares are scheduled to vest on November 22, 2022, and 5,000 shares are scheduled to vest on November 22, 2023.