Keh Shew Lu - Nov 1, 2021 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Stock symbol
DIOD
Transactions as of
Nov 1, 2021
Transactions value $
-$2,985,018
Form type
4
Date filed
11/3/2021, 05:36 PM
Previous filing
Aug 31, 2021
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Sale -$1.19M -12K -3.19% $98.58 365K Nov 1, 2021 Lu Grandchildren's Trust F1, F2
transaction DIOD Diodes Incorporated Common Stock Sale -$1.8M -18K -4.93% $100.12 347K Nov 2, 2021 Lu Grandchildren's Trust F1, F3
holding DIOD Diodes Incorporated Common Stock 288K Nov 1, 2021 Direct
holding DIOD Diodes Incorporated Common Stock 46.2K Nov 1, 2021 Custodial F4
holding DIOD Diodes Incorporated Common Stock 70.5K Nov 1, 2021 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 4.7K Nov 1, 2021 The Lu 2017 Irrevocable Trust
holding DIOD Diodes Incorporated Common Stock - Performance Stock Units 221K Nov 1, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sold under a 10b5-1 plan.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $99.30, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.36 to $100.80, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
F4 These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.