| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DIOD | Diodes Incorporated Common Stock | Sale | $1,185,525 | -12,026 | -3.2% | $98.58 | 364,645 | 01 Nov 2021 | Lu Grandchildren's Trust | F1, F2 |
| transaction | DIOD | Diodes Incorporated Common Stock | Sale | $1,799,492 | -17,974 | -4.9% | $100.12 | 346,671 | 02 Nov 2021 | Lu Grandchildren's Trust | F1, F3 |
| holding | DIOD | Diodes Incorporated Common Stock | 287,938 | 01 Nov 2021 | Direct | ||||||
| holding | DIOD | Diodes Incorporated Common Stock | 46,150 | 01 Nov 2021 | Custodial | F4 | |||||
| holding | DIOD | Diodes Incorporated Common Stock | 70,465 | 01 Nov 2021 | The Lu Family Foundation | ||||||
| holding | DIOD | Diodes Incorporated Common Stock | 4,700 | 01 Nov 2021 | The Lu 2017 Irrevocable Trust | ||||||
| holding | DIOD | Diodes Incorporated Common Stock - Performance Stock Units | 220,519 | 01 Nov 2021 | Direct |
| Id | Content |
|---|---|
| F1 | Sold under a 10b5-1 plan. |
| F2 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $99.30, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. |
| F3 | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.36 to $100.80, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. |
| F4 | These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. |