Bernhard L. Kohn III - Oct 29, 2021 Form 4 Insider Report for PLBY Group, Inc. (PLBY)

Signature
/s/ Christopher Riley, as Attorney-in-Fact
Stock symbol
PLBY
Transactions as of
Oct 29, 2021
Transactions value $
$0
Form type
4
Date filed
11/2/2021, 08:10 PM
Next filing
Mar 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLBY Common Stock Award $0 +90.4K +8.35% $0.00 1.17M Oct 29, 2021 Direct F1
transaction PLBY Common Stock Award $0 +1.06M +90.03% $0.00 2.23M Oct 29, 2021 Direct F2
holding PLBY Common Stock 50K Oct 29, 2021 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units that vests in three equal installments on each of the first three (3) anniversaries of the vesting start date (February 10, 2021).
F2 Represents a grant of performance-based restricted stock units that vests in four equal tranches arising upon achievement of each of the following thirty (30) day volume-weighted average prices for a share of PLBY Group, Inc. common stock: $20, $30, $40 and $50; provided each such price is achieved on or prior to the seventh anniversary of the vesting start date (February 10, 2021).
F3 Represents shares of common stock held directly by Bircoll Kohn Family Trust, for which Mr. Kohn is a trustee and a controlling person. These shares were previously indirectly beneficially owned by Bircoll Kohn Family Trust through RT PE Investment LLC and received such shares in a distribution exempt under Rules 16a-9 and 16a-13 under the Securities Exchange Act of 1934, as amended. Mr. Kohn disclaims beneficial ownership of the shares owned by Bircoll Kohn Family Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.