Bill B. Rutherford - Oct 29, 2021 Form 4 Insider Report for HCA Healthcare, Inc. (HCA)

Role
CFO and EVP
Signature
/s/ Kevin A. Ball, Attorney-in-Fact
Stock symbol
HCA
Transactions as of
Oct 29, 2021
Transactions value $
-$6,265,042
Form type
4
Date filed
11/2/2021, 07:35 PM
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCA Common Stock Gift $0 -200 -0.4% $0.00 49.5K Jul 28, 2021 Direct
transaction HCA Common Stock Options Exercise $3.77M +78.6K +158.98% $47.97* 128K Oct 29, 2021 Direct
transaction HCA Common Stock Tax liability -$10M -40.1K -31.29% $250.46 88K Oct 29, 2021 Direct
holding HCA Common Stock 40K Oct 29, 2021 By BNR LLC
holding HCA Common Stock 10K Oct 29, 2021 By TJR LLC
holding HCA Common Stock 28.6K Oct 29, 2021 By 2020 GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCA Stock Appreciation Right Options Exercise $0 -42.5K -100% $0.00* 0 Oct 29, 2021 Common Stock 42.5K $47.97 Direct F1
transaction HCA Stock Appreciation Right Options Exercise $0 -36.1K -100% $0.00* 0 Oct 29, 2021 Common Stock 36.1K $47.97 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock appreciation rights vested in four equal annual installments beginning on February 5, 2015.
F2 The stock appreciation rights vested at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the achievement of certain annual EBITDA performance targets.