Dan Levitan - Nov 2, 2021 Form 3 Insider Report for Allbirds, Inc. (BIRD)

Signature
Dan Levitan, by /s/ Ron A. Metzger, Attorney-in-Fact
Stock symbol
BIRD
Transactions as of
Nov 2, 2021
Transactions value $
$0
Form type
3
Date filed
11/2/2021, 05:07 PM
Previous filing
Oct 4, 2021
Next filing
Nov 8, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BIRD Class B Common Stock Nov 2, 2021 Class A Common Stock 103K See footnote F1, F2
holding BIRD Series Seed Preferred Stock Nov 2, 2021 Class B Common Stock 291K See footnote F1, F2, F3
holding BIRD Series A Preferred Stock Nov 2, 2021 Class B Common Stock 12.6M See footnote F1, F2, F3
holding BIRD Class B Common Stock Nov 2, 2021 Class A Common Stock 10.4K See footnote F1, F4
holding BIRD Series Seed Preferred Stock Nov 2, 2021 Class B Common Stock 29.2K See footnote F1, F3, F4
holding BIRD Series A Preferred Stock Nov 2, 2021 Class B Common Stock 4.14M See footnote F1, F3, F4
holding BIRD Class B Common Stock Nov 2, 2021 Class A Common Stock 12.8K See footnote F1, F5
holding BIRD Series Seed Preferred Stock Nov 2, 2021 Class B Common Stock 35.9K See footnote F1, F3, F5
holding BIRD Series A Preferred Stock Nov 2, 2021 Class B Common Stock 1.57M See footnote F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.
F2 Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares.
F3 Each share of Preferred Stock is convertible into one share of Class B Common Stock and has no expiration date. Immediately prior to the closing of the Issuer's initial public offering, each share of Preferred Stock will be automatically converted into one shares of Class B Common.
F4 Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares.
F5 Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares.