John W. Kosiba JR - Nov 1, 2021 Form 4 Insider Report for AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)

Role
SVP, CFO & Treasurer
Signature
/s/ John W. Kosiba, Jr.
Stock symbol
AMSC
Transactions as of
Nov 1, 2021
Transactions value $
-$207,462
Form type
4
Date filed
11/2/2021, 04:26 PM
Previous filing
Aug 6, 2021
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMSC Common Stock Sale -$71.4K -3.77K -1.54% $18.95 241K Nov 1, 2021 Direct F1, F2
transaction AMSC Common Stock Sale -$131K -6.98K -2.9% $18.77 234K Nov 2, 2021 Direct F3, F4
transaction AMSC Common Stock Sale -$5K -259 -0.11% $19.31 233K Nov 2, 2021 Direct F3
holding AMSC Common Stock 5.55K Nov 1, 2021 By 401(k) Plan F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on October 31, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F2 The sales were executed in multiple trades at prices ranging from $18.50-$19.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F3 Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on November 1, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F4 The sales were executed in multiple trades at prices ranging from $18.31-$19.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F5 Following all the transactions reported on this Form 4, the reporting person holds 5,553 shares indirectly through the company's 401(k) plan as of November 2, 2021.