John W. Kosiba Jr. - 01 Nov 2021 Form 4 Insider Report for AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)

Role
SVP, CFO & Treasurer
Signature
/s/ John W. Kosiba, Jr.
Issuer symbol
AMSC
Transactions as of
01 Nov 2021
Net transactions value
-$207,462
Form type
4
Filing time
02 Nov 2021, 16:26:35 UTC
Previous filing
06 Aug 2021
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMSC Common Stock Sale $71,383 -3,766 -1.5% $18.95 240,553 01 Nov 2021 Direct F1, F2
transaction AMSC Common Stock Sale $131,077 -6,983 -2.9% $18.77 233,570 02 Nov 2021 Direct F3, F4
transaction AMSC Common Stock Sale $5,001 -259 -0.11% $19.31 233,311 02 Nov 2021 Direct F3
holding AMSC Common Stock 5,553 01 Nov 2021 By 401(k) Plan F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on October 31, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F2 The sales were executed in multiple trades at prices ranging from $18.50-$19.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F3 Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award on November 1, 2021. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
F4 The sales were executed in multiple trades at prices ranging from $18.31-$19.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
F5 Following all the transactions reported on this Form 4, the reporting person holds 5,553 shares indirectly through the company's 401(k) plan as of November 2, 2021.