Sordello Steven J - Oct 28, 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Oct 28, 2021
Transactions value $
$0
Form type
4
Date filed
11/1/2021, 06:52 PM
Previous filing
Aug 3, 2021
Next filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +1.19K 1.19K Oct 28, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -1.19K -24.99% $0.00 3.57K Oct 28, 2021 Class A Common Stock 1.19K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 25% of the total number of these RSUs shall vest on each of August 1, 2021, November 1, 2021, February 1, 2022 and May 1, 2022; and if not fully vested, shall vest in full on the date of the next annual meeting of the Issuer's stockholders following the grant date and subject to the reporting person's provision of service to the Issuer through the applicable vesting date.