Bradley K. Serwin - 28 Oct 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
General Counsel and Secretary
Signature
/s/ Bradley K. Serwin
Issuer symbol
COMP
Transactions as of
28 Oct 2021
Net transactions value
-$13,741
Form type
4
Filing time
01 Nov 2021, 18:46:46 UTC
Next filing
29 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +2,150 +2.2% 98,000 28 Oct 2021 Direct F1
transaction COMP Class A Common Stock Tax liability $13,741 -1,066 -1.1% $12.89 96,934 28 Oct 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2,150 -100% $0.000000* 0 28 Oct 2021 Class A Common Stock 2,150 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs are fully vested.