Bradley K. Serwin - Oct 28, 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
General Counsel and Secretary
Signature
/s/ Bradley K. Serwin
Stock symbol
COMP
Transactions as of
Oct 28, 2021
Transactions value $
-$13,741
Form type
4
Date filed
11/1/2021, 06:46 PM
Next filing
Mar 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +2.15K +2.24% 98K Oct 28, 2021 Direct F1
transaction COMP Class A Common Stock Tax liability -$13.7K -1.07K -1.09% $12.89 96.9K Oct 28, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2.15K -100% $0.00* 0 Oct 28, 2021 Class A Common Stock 2.15K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs are fully vested.