Gregory M. Hart - Oct 28, 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Product Officer
Signature
/s/ Bradley K.Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Oct 28, 2021
Transactions value $
-$1,506,905
Form type
4
Date filed
11/1/2021, 06:35 PM
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +297K 297K Oct 28, 2021 Direct F1
transaction COMP Class A Common Stock Tax liability -$1.51M -117K -39.35% $12.89 180K Oct 28, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3.24K -100% $0.00* 0 Oct 28, 2021 Class A Common Stock 3.24K Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -294K -28.33% $0.00 743K Oct 28, 2021 Class A Common Stock 294K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs are fully vested.
F4 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.