PC Nelson Griggs - Oct 28, 2021 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Stock symbol
NDAQ
Transactions as of
Oct 28, 2021
Transactions value $
-$415,970
Form type
4
Date filed
11/1/2021, 04:29 PM
Previous filing
Sep 1, 2021
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Sale -$206K -1K -5.41% $205.81 17.5K Oct 28, 2021 Direct F1
transaction NDAQ Common Stock, par value $0.01 per share Sale -$210K -1K -5.71% $210.16 16.5K Oct 29, 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.80 to $205.84, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 Represents (i) 10,910 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested.