PC Nelson Griggs - 28 Oct 2021 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
28 Oct 2021
Net transactions value
-$415,970
Form type
4
Filing time
01 Nov 2021, 16:29:49 UTC
Previous filing
01 Sep 2021
Next filing
25 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Sale $205,810 -1,000 -5.4% $205.81 17,499 28 Oct 2021 Direct F1
transaction NDAQ Common Stock, par value $0.01 per share Sale $210,160 -1,000 -5.7% $210.16 16,499 29 Oct 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.80 to $205.84, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 Represents (i) 10,910 shares underlying PSUs, all of which are vested and (ii) 5,589 shares or units of restricted stock, of which none are vested.