Aaron P. Graft - Oct 28, 2021 Form 4 Insider Report for Triumph Bancorp, Inc. (TFIN)

Role
President & CEO, Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Oct 28, 2021
Transactions value $
-$1,860,000
Form type
4
Date filed
11/1/2021, 04:00 PM
Previous filing
May 7, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Options Exercise $261K +16.4K +6.87% $15.87 256K Oct 28, 2021 Direct
transaction TFIN Common Stock Sale -$1.86M -16.4K -6.43% $113.18 239K Oct 28, 2021 Direct F1, F2
holding TFIN Common Stock 3.32K Oct 28, 2021 By Spouse F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFIN Employee Stock Options Options Exercise -$261K -16.4K -100% $15.87 0 Oct 28, 2021 Common Stock 16.4K $15.87 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Consists of (i) 231,318 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements.
F3 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
F4 Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
F5 Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.