Ali Behbahani - Oct 26, 2021 Form 4 Insider Report for MINERVA SURGICAL INC (UTRS)

Role
Director
Signature
/s/ Sasha Keough, attorney-in-fact
Stock symbol
UTRS
Transactions as of
Oct 26, 2021
Transactions value $
-$37,422
Form type
4
Date filed
10/28/2021, 09:06 PM
Previous filing
Oct 21, 2021
Next filing
Dec 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UTRS Common Stock Conversion of derivative security +281 281 Oct 26, 2021 Direct F1
transaction UTRS Common Stock Conversion of derivative security +704 +250.53% 985 Oct 26, 2021 Direct F1
transaction UTRS Common Stock Conversion of derivative security +4.2K +425.99% 5.18K Oct 26, 2021 Direct F1
transaction UTRS Common Stock Conversion of derivative security +3.31K +63.81% 8.49K Oct 26, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UTRS Series B Preferred Stock Conversion of derivative security -281 -100% 0 Oct 26, 2021 Common Stock 281 Direct F1
transaction UTRS Series C Preferred Stock Conversion of derivative security -704 -100% 0 Oct 26, 2021 Common Stock 704 Direct F1
transaction UTRS Series D Preferred Stock Conversion of derivative security -4.2K -100% 0 Oct 26, 2021 Common Stock 4.2K Direct F1
transaction UTRS Subordinated Secured Convertible Promissory Note Conversion of derivative security -$6.16K 0 Oct 26, 2021 Series D Preferred Stock 544 $11.31 Direct F2
transaction UTRS Subordinated Secured Convertible Promissory Note Conversion of derivative security -$5.92K 0 Oct 26, 2021 Series D Preferred Stock 523 $11.31 Direct F3
transaction UTRS Subordinated Secured Convertible Promissory Note Conversion of derivative security -$5.84K 0 Oct 26, 2021 Series D Preferred Stock 516 $11.31 Direct F4
transaction UTRS Subordinated Secured Convertible Promissory Note Conversion of derivative security -$5.67K 0 Oct 26, 2021 Series D Preferred Stock 501 $11.31 Direct F5
transaction UTRS Subordinated Secured Convertible Promissory Note Conversion of derivative security -$5.44K 0 Oct 26, 2021 Series D Preferred Stock 480 $11.31 Direct F6
transaction UTRS Subordinated Secured Convertible Promissory Note Conversion of derivative security -$8.4K 0 Oct 26, 2021 Series D Preferred Stock 742 $11.31 Direct F7
transaction UTRS Series D Preferred Stock Conversion of derivative security +544 544 Oct 26, 2021 Common Stock 544 Direct F1
transaction UTRS Series D Preferred Stock Conversion of derivative security +523 +96.14% 1.07K Oct 26, 2021 Common Stock 523 Direct F1
transaction UTRS Series D Preferred Stock Conversion of derivative security +516 +48.36% 1.58K Oct 26, 2021 Common Stock 516 Direct F1
transaction UTRS Series D Preferred Stock Conversion of derivative security +501 +31.65% 2.08K Oct 26, 2021 Common Stock 501 Direct F1
transaction UTRS Series D Preferred Stock Conversion of derivative security +480 +23.03% 2.56K Oct 26, 2021 Common Stock 480 Direct F1
transaction UTRS Series D Preferred Stock Conversion of derivative security +742 +28.94% 3.31K Oct 26, 2021 Common Stock 742 Direct F1
transaction UTRS Series D Preferred Stock Conversion of derivative security -3.31K -100% 0 Oct 26, 2021 Common Stock 3.31K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
F2 Represents $6,155.15 of outstanding principal and interest calculated through October 26, 2021, on which date such amount converted into shares of Series D Preferred Stock at a conversion price per share of $11.30602.
F3 Represents $5,920.31 of outstanding principal and interest calculated through October 26, 2021, on which date such amount converted into shares of Series D Preferred Stock at a conversion price per share of $11.30602.
F4 Represents $5,837.08 of outstanding principal and interest calculated through October 26, 2021, on which date such amount converted into shares of Series D Preferred Stock at a conversion price per share of $11.30602.
F5 Represents $5,674.16 of outstanding principal and interest calculated through October 26, 2021, on which date such amount converted into shares of Series D Preferred Stock at a conversion price per share of $11.30602.
F6 Represents $5,436.88 of outstanding principal and interest calculated through October 26, 2021, on which date such amount converted into shares of Series D Preferred Stock at a conversion price per share of $11.30602.
F7 Represents $8,398.26 of outstanding principal and interest calculated through October 26, 2021, on which date such amount converted into shares of Series D Preferred Stock at a conversion price per share of $11.30602.