Anthony P. Lee - Sep 28, 2021 Form 4 Insider Report for Roblox Corp (RBLX)

Role
Director
Signature
/s/Anthony Lee
Stock symbol
RBLX
Transactions as of
Sep 28, 2021
Transactions value $
$0
Form type
4
Date filed
10/27/2021, 05:50 PM
Previous filing
Aug 31, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBLX Class A Common Stock Gift $0 -50K -4.52% $0.00 1.06M Sep 28, 2021 See Footnotes F1, F2
holding RBLX Class A Common Stock 92.1K Sep 28, 2021 See Foonotes F3
holding RBLX Class A Common Stock 55.5K Sep 28, 2021 See Footnotes F4
holding RBLX Class A Common Stock 361K Sep 28, 2021 See Footnotes F5, F6, F7
holding RBLX Class A Common Stock 20.6M Sep 28, 2021 See Footnotes F6, F8, F9
holding RBLX Class A Common Stock 2.89M Sep 28, 2021 See Footnotes F6, F9, F10
holding RBLX Class A Common Stock 14.4M Sep 28, 2021 See Footnotes F6, F9, F11
holding RBLX Class A Common Stock 17.2M Sep 28, 2021 See Footnotes F6, F7, F12
holding RBLX Class A Common Stock 30.8M Sep 28, 2021 See Footnotes F6, F7, F13
holding RBLX Class A Common Stock 666K Sep 28, 2021 See Footnotes F6, F7, F14
holding RBLX Class A Common Stock 111K Sep 28, 2021 See Footnotes F6, F7, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares held by the Fallen Leaf Revocable Trust as previously reported in the Reporting Person's prior Section 16 reports, inadvertently included 55,499 shares that are held by Fallen Leaf LLC - Sub Fund No. 2. The holdings reported in this Form 4 properly reflect the indirect ownership of the shares of the Issuer beneficially owned by the Reporting Person.
F2 These shares are held directly by the Fallen Leaf Revocable Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 These shares are held directly by the Fallen Leaf LLC - Sub Fund No. 1 for which the Reporting Person serves as Managing Member. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4 These shares are held directly by the Fallen Leaf LLC - Sub Fund No. 2 for which the Reporting Person serves as Managing Member. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5 These shares are held directly by Altos Hybrid 2, LP.
F6 The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam. The Reporting Person is a managing director or managing member of the general partners and managers of the Altos Funds and exercises shared investment and voting control over the shares held by the Altos Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Altos Funds except to the extent of his pecuniary interest therein, if any.
F7 The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC and the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC (collectively, the General Partners).
F8 These shares are held directly by Altos Roblox SPV 1, LLC.
F9 The manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the manager of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the manager of Altos Hybrid 4 GS, LLC and Altos Hybrid HG, LLC is Altos Hybrid 4 GP, LLC; the manager of Altos Hybrid 2 V, LLC and Altos Hybrid 2 P-FIO, LLC is Altos Hybrid 2 GP, LLC; the manager of Altos Hybrid 3 B, LLC, Altos Hybrid 3M, LLC, and Altos Hybrid 3W, LLC is Altos Hybrid 3 GP, LLC; the manager of Altos Hybrid UP, LLC and Altos Hybrid CC, LLC is Altos Hybrid 4 GP, LLC (collectively, the Managers).
F10 These shares are held directly by Altos Roblox SPV 2, LLC.
F11 These shares are held directly by Altos Roblox SPV 2020, LLC.
F12 These shares are held directly by Altos Ventures IV, L.P.
F13 These shares are held directly by Altos Ventures IV Liquidity Reserve Fund, L.P.
F14 These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
F15 These shares are held directly by Altos Hybrid 4, L.P.