Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UTRS | COMMON STOCK | Conversion of derivative security | +884K | 884K | Oct 26, 2021 | Direct | F1 | |||
transaction | UTRS | COMMON STOCK | Conversion of derivative security | +593K | +67% | 1.48M | Oct 26, 2021 | Direct | F2 | ||
transaction | UTRS | COMMON STOCK | Purchase | $6.96M | +580K | +39.27% | $12.00 | 2.06M | Oct 26, 2021 | Direct | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UTRS | SERIES D REDEEMABLE CONVERTIBLE PREFERRED STOCK | Conversion of derivative security | -884K | -100% | 0 | Oct 26, 2021 | COMMON STOCK | 884K | Direct | F1 | |||
transaction | UTRS | SUBORDINATED SECURED CONVERTIBLE PROMISSORY NOTES | Conversion of derivative security | -$5.55M | 0 | Oct 26, 2021 | COMMON STOCK | 593K | Direct | F2 |
Holdings A/S Novo is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | The Series D Redeemable Convertible Preferred Stock converted into common stock on a 1-for-1 basis into the number of shares of common stock as shown in Column 7, which gives effect to the issuer's reverse stock split effected October 14, 2021, automatically upon the closing of the Issuer's initial public offering ("IPO") without payment of further consideration. These shares have no expiration date. |
F2 | The Subordinated Secured Convertible Promissory Notes converted into preferred stock, which converts into common stock on a 1-for-1 basis into the number of shares of common stock as shown in Column 7, which gives effect to the issuer's reverse stock split effected October 14, 2021, automatically upon the closing of the Issuer's IPO without payment of further consideration. The notes have a maturity date of June 30, 2023. |
F3 | Represents a purchase from the underwriters in the Issuer's IPO. |