Troy D. Weaver - Oct 24, 2021 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
SVP, Global Refinish
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Stock symbol
AXTA
Transactions as of
Oct 24, 2021
Transactions value $
-$59,757
Form type
4
Date filed
10/26/2021, 05:33 PM
Previous filing
Aug 2, 2021
Next filing
Nov 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +4.3K +17.31% 29.2K Oct 24, 2021 Direct F1
transaction AXTA Common Shares Tax liability -$59.8K -1.83K -6.27% $32.69 27.3K Oct 24, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -4.3K -100% $0.00* 0 Oct 24, 2021 Common Shares 4.3K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.
F3 On October 24, 2017, the reporting person was granted 8,605 restricted stock units, vesting in two equal installments on the second and fourth anniversaries of the grant date.