Angela C. Williams - 21 Oct 2021 Form 4 Insider Report for CSX CORP (CSX)

Role
VP & Chief Accounting Officer
Signature
/s/ Mark D. Austin, Attorney-in-Fact
Issuer symbol
CSX
Transactions as of
21 Oct 2021
Net transactions value
-$1,365,549
Form type
4
Filing time
25 Oct 2021, 17:03:31 UTC
Next filing
25 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSX Common Stock Sale $139,483 -3,948 -16% $35.33 20,541 21 Oct 2021 Direct F1, F2
transaction CSX Common Stock Sale $140,825 -3,948 -19% $35.67 16,593 21 Oct 2021 Direct F1
transaction CSX Common Stock Options Exercise $53,156 +6,609 +40% $8.04 23,202 21 Oct 2021 Direct
transaction CSX Common Stock Sale $233,496 -6,609 -28% $35.33 16,593 21 Oct 2021 Direct F3
transaction CSX Common Stock Options Exercise $57,391 +3,558 +21% $16.13 20,151 21 Oct 2021 Direct
transaction CSX Common Stock Sale $125,704 -3,558 -18% $35.33 16,593 21 Oct 2021 Direct F3
transaction CSX Common Stock Options Exercise $95,046 +5,298 +32% $17.94 21,891 21 Oct 2021 Direct
transaction CSX Common Stock Sale $187,231 -5,298 -24% $35.34 16,593 21 Oct 2021 Direct F3
transaction CSX Common Stock Options Exercise $166,908 +7,356 +44% $22.69 23,949 21 Oct 2021 Direct
transaction CSX Common Stock Sale $259,961 -7,356 -31% $35.34 16,593 21 Oct 2021 Direct F3
transaction CSX Common Stock Options Exercise $207,177 +7,818 +47% $26.50 24,411 21 Oct 2021 Direct
transaction CSX Common Stock Sale $278,868 -7,818 -32% $35.67 16,593 21 Oct 2021 Direct F3
holding CSX Common Stock 8,276 21 Oct 2021 CSX Corporation 401(k) Plan F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CSX Option Options Exercise $53,136 -6,609 -100% $8.04 0 21 Oct 2021 Common Stock 6,609 $8.04 Direct F3, F6
transaction CSX Option Options Exercise $57,391 -3,558 -100% $16.13 0 21 Oct 2021 Common Stock 3,558 $16.13 Direct F3, F7
transaction CSX Option Options Exercise $95,046 -5,298 -100% $17.94 0 21 Oct 2021 Common Stock 5,298 $53.82 Direct F3, F8
transaction CSX Option Options Exercise $166,908 -7,356 -66% $22.69 3,786 21 Oct 2021 Common Stock 7,356 $22.69 Direct F3, F9
transaction CSX Option Options Exercise $207,177 -7,818 -33% $26.50 15,639 21 Oct 2021 Common Stock 7,818 $26.50 Direct F3, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
F2 On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 16,326 additional shares.
F3 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
F4 On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 5,416 additional shares.
F5 By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F6 The original exercise price of the option was $24.13. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $8.04. The Stock split also resulted in the reporting person's ownership of 4,406 additional shares.
F7 The original exercise price of the option was $48.39. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $16.13. The Stock split also resulted in the reporting person's ownership of 2,372 additional shares.
F8 The original exercise price of the option was $53.82. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $17.94. The Stock split also resulted in the reporting person's ownership of 3,532 additional shares.
F9 The original exercise price of the option was $68.09. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $22.69. The Stock split also resulted in the reporting person's ownership of 7,428 additional shares.
F10 The original exercise price of the option was $79.51. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $26.50. The Stock split also resulted in the reporting person's ownership of 15,638 additional shares.