Ann M. Dennison - Oct 22, 2021 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role: Executive Vice President
Signature: /s/ Alex Kogan, by power of attorney
Stock symbol: NDAQ
Transactions as of: Oct 22, 2021
Transactions value $: -$351,129
Form type: 4
Date filed: 10/25/2021, 04:46 PM
Next filing: Jan 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NDAQ	Common Stock, par value $0.01 per share	Sale	-$351K	-1.75K	-10.53%	$200.76	14.9K	Oct 22, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.76 to $200.79, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2	Represents (i) 3,865 shares or units of restricted stock, of which none are vested, (ii) 9,939 shares underlying PSUs of which 5,777 are vested and (iii) 1,050 shares purchased under the Employee Stock Purchase Plan.

Content

The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.76 to $200.79, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Represents (i) 3,865 shares or units of restricted stock, of which none are vested, (ii) 9,939 shares underlying PSUs of which 5,777 are vested and (iii) 1,050 shares purchased under the Employee Stock Purchase Plan.