Dominique J. Filloux - 21 Oct 2021 Form 3 Insider Report for MINERVA SURGICAL INC

Role: COO
Signature: Lenka Schvaigerova, Attorney-in-fact for Dominique J. Filloux
Issuer symbol: UTRS on OTC
Transactions as of: 21 Oct 2021
Net transactions value: $0
Form type: 3
Filing time: 21 Oct 2021, 19:28:41 UTC
Next filing: 17 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	UTRS	Common Stock						181,591	21 Oct 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	UTRS	Stock Option (Right to Buy)							21 Oct 2021	Common Stock	48,130	$13.12	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	24,522 Shares were acquired pursuant to the exercise of an early-exercise option and remain subject to a right of repurchase by the Company, which shall lapse with respect to one-forty-eighth of the shares on June 10, 2019 and with respect to one-forty-eighth of the remaining shares each month thereafter. 64,505 Shares were acquired pursuant to the exercise of an early-exercise option and remain subject to a right of repurchase by the Company, which shall lapse with respect to one-forty-eighth of the shares on April 1, 2021 and with respect to one-forty-eighth of the remaining shares each month thereafter.
F2	One-half of the shares subject to the option vested on June 16, 2021 and one-twenty-fourth of the remaining shares vest on each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Content

24,522 Shares were acquired pursuant to the exercise of an early-exercise option and remain subject to a right of repurchase by the Company, which shall lapse with respect to one-forty-eighth of the shares on June 10, 2019 and with respect to one-forty-eighth of the remaining shares each month thereafter. 64,505 Shares were acquired pursuant to the exercise of an early-exercise option and remain subject to a right of repurchase by the Company, which shall lapse with respect to one-forty-eighth of the shares on April 1, 2021 and with respect to one-forty-eighth of the remaining shares each month thereafter.

One-half of the shares subject to the option vested on June 16, 2021 and one-twenty-fourth of the remaining shares vest on each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Remarks:

Exhibit 24 - Power of Attorney