Dominique J. Filloux - Oct 21, 2021 Form 3 Insider Report for MINERVA SURGICAL INC (UTRS)

Role
COO
Signature
Lenka Schvaigerova, Attorney-in-fact for Dominique J. Filloux
Stock symbol
UTRS
Transactions as of
Oct 21, 2021
Transactions value $
$0
Form type
3
Date filed
10/21/2021, 07:28 PM
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UTRS Common Stock 182K Oct 21, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UTRS Stock Option (Right to Buy) Oct 21, 2021 Common Stock 48.1K $13.12 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 24,522 Shares were acquired pursuant to the exercise of an early-exercise option and remain subject to a right of repurchase by the Company, which shall lapse with respect to one-forty-eighth of the shares on June 10, 2019 and with respect to one-forty-eighth of the remaining shares each month thereafter. 64,505 Shares were acquired pursuant to the exercise of an early-exercise option and remain subject to a right of repurchase by the Company, which shall lapse with respect to one-forty-eighth of the shares on April 1, 2021 and with respect to one-forty-eighth of the remaining shares each month thereafter.
F2 One-half of the shares subject to the option vested on June 16, 2021 and one-twenty-fourth of the remaining shares vest on each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Remarks:

Exhibit 24 - Power of Attorney